BBVA Compass

  • COMPLIANCE OFFICER II

    Job ID
    2019-119904
    Category
    Compliance
    FLSA Status
    EXEMPT
    Type
    FULL TIME
  • Overview

    In general, a Compliance Risk Officer, within the Compliance Assurance group, provides compliance risk management and internal control support to the Consumer, BSA, Digital, and Corporate Compliance Teams. 

    Responsibilities

    SPECIFIC RESPONSIBILITIES:                                                                                   

    • Work with the compliance subject matter experts and business units to develop and maintain the compliance risk-assessments for the applicable bank regulations within Compliance scope.
    • Identify and maintain compliance risks and internal control libraries for the applicable bank regulations.
    • Work with compliance subject matter experts and business units to document and maintain key processes that are in place to ensure compliance with regulatory requirements.
    • Work with the compliance subject matter experts and compliance management to determine their compliance risk appetite.
    • Monitor key controls within Consumer and Corporate areas to ensure critical compliance risks are mitigated and to ensure compliance with applicable laws and regulations. 
    • Work with the compliance subject matter experts and project partners to coordinate and review risk and control analysis require as part of the BASPAC process.
    • Manage and maintain the compliance-owned operational risk controls in STORM.

    Qualifications

    SKILL REQUIREMENTS:

    1. Communication: listening, oral, written and presentation
    2. Organization
    3. Problem awareness
    4. Analytical
    5. Detail oriented
    6. Planning/goal setting
    7. Follow-through
    8. Advanced Excel knowledge

     

    TECHNICAL KNOWLEDGE REQUIREMENTS:

    Working knowledge of:

    1. Compliance laws and regulations
    2. Banking operations and procedures
    3. Security procedures

    Advanced knowledge of:

    1. Federal and state banking regulations
    2. Computer system
    3. Word processing software
    4. Community Reinvestment Act

     

    QUALIFICATIONS/EDUCATION:

    1. 4 year related degree or equivalent experience
    2. Strong analytical skills
    3. Good communication skills (both verbal and written), and interpersonal skills
    4. Ability to analyze data
    5. Knowledge of trend analysis and other statistical tools
    6. 7+ years of Compliance related experience
    7. Professional certification such as CPA, CIA, CRP, or CRCM preferred.
    8. Knowledge of complex banking systems, technology, operations and regulations is required.

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